Appendix A

Quick reference

This section serves a quick reference for the key equations used in this book.

Gradient:

=xi+yj+zk\nabla = \frac{\partial}{\partial x} \mathbf{i} + \frac{\partial}{\partial y} \mathbf{j} + \frac{\partial}{\partial z} \mathbf{k}

Divergence:

u=ux+vy+wz\nabla \cdot \mathbf{u} = \frac{\partial u}{\partial x} + \frac{\partial v}{\partial y} + \frac{\partial w}{\partial z}

Curl:

×u=(wyvz)i+(uzwx)j+(vxuy)k\nabla \times \mathbf{u} = \left( \frac{\partial w}{\partial y} - \frac{\partial v}{\partial z} \right) \mathbf{i} + \left( \frac{\partial u}{\partial z} - \frac{\partial w}{\partial x} \right) \mathbf{j} + \left( \frac{\partial v}{\partial x} - \frac{\partial u}{\partial y} \right) \mathbf{k}

Laplacian:

2=2x2+2y2+2z2\nabla^2 = \frac{\partial^2}{\partial x^2} + \frac{\partial^2}{\partial y^2} + \frac{\partial^2}{\partial z^2}

Curl of a gradient:

×(T)=0\nabla \times (\nabla T) = 0

Divergence of a curl:

(×u)=0\nabla \cdot (\nabla \times \mathbf{u}) = 0

Lagrangian derivative operator:

ddt=t+(u)\frac{d}{dt} = \frac{\partial}{\partial t} + (\mathbf{u} \cdot \nabla)

Velocity as a gradient of a scalar potential:

u=ϕ\mathbf{u} = \nabla \phi

Continuity, Eulerian form:

ρt+(ρu)=0\frac{\partial \rho}{\partial t} + \nabla (\rho \mathbf{u}) = 0

Continuity, Lagrangian form:

dρdt+ρu=0\frac{d\rho}{dt} + \rho \nabla \cdot \mathbf{u} = 0

Momentum, Cauchy:

ut+(u)u=1ρσ+Fbρ\frac{\partial \mathbf{u}}{\partial t} + (\mathbf{u} \cdot \nabla) \mathbf{u} = \frac{1}{\rho} \nabla \cdot \boldsymbol{\sigma} + \frac{\mathbf{F}_b}{\rho}

Stress tensor as a combination of pressure and deviatoric stress:

σ=pI+τ\boldsymbol{\sigma} = -p \mathbf{I} + \boldsymbol{\tau}

Momentum, Euler:

ut+(u)u=1ρp\frac{\partial \mathbf{u}}{\partial t} + (\mathbf{u} \cdot \nabla) \mathbf{u} = - \frac{1}{\rho} \nabla p

Momentum, Navier-Stokes:

ut+(u)u=1ρp+ν2u+Fbρ\frac{\partial \mathbf{u}}{\partial t} + (\mathbf{u} \cdot \nabla) \mathbf{u} = - \frac{1}{\rho} \nabla p + \nu \nabla^2 \mathbf{u} + \frac{\mathbf{F}_b}{\rho}

Momentum, with body force (gravity):

ut+(u)u=1ρp+g+ν2u\frac{\partial \mathbf{u}}{\partial t} + (\mathbf{u} \cdot \nabla) \mathbf{u} = - \frac{1}{\rho} \nabla p + \mathbf{g} + \nu \nabla^2 \mathbf{u}

Momentum, Navier-Stokes, in scalar form:

ut+uux+vuy+wuz=1ρpx+ν(2ux2+2uy2+2uz2)\frac{\partial u}{\partial t} + u \frac{\partial u}{\partial x} + v \frac{\partial u}{\partial y} + w \frac{\partial u}{\partial z} = - \frac{1}{\rho} \frac{\partial p}{\partial x} + \nu \left( \frac{\partial^2 u}{\partial x^2} + \frac{\partial^2 u}{\partial y^2} + \frac{\partial^2 u}{\partial z^2} \right)
vt+uvx+vvy+wvz=1ρpy+ν(2vx2+2vy2+2vz2)\frac{\partial v}{\partial t} + u \frac{\partial v}{\partial x} + v \frac{\partial v}{\partial y} + w \frac{\partial v}{\partial z} = - \frac{1}{\rho} \frac{\partial p}{\partial y} + \nu \left( \frac{\partial^2 v}{\partial x^2} + \frac{\partial^2 v}{\partial y^2} + \frac{\partial^2 v}{\partial z^2} \right)
wt+uwx+vwy+wwz=1ρpzg+ν(2wx2+2wy2+2wz2)\frac{\partial w}{\partial t} + u \frac{\partial w}{\partial x} + v \frac{\partial w}{\partial y} + w \frac{\partial w}{\partial z} = - \frac{1}{\rho} \frac{\partial p}{\partial z} - g + \nu \left( \frac{\partial^2 w}{\partial x^2} + \frac{\partial^2 w}{\partial y^2} + \frac{\partial^2 w}{\partial z^2} \right)

Equation of state, moist air:

p=ρRdT[1+q(RvRd1)]p = \rho R_d T \left[1 + q \left(\frac{R_v}{R_d} - 1 \right) \right]

Equation of state, seawater:

ρ=ρ0[1βT(TT0)+βS(SS0)βp(pp0)]\rho = \rho_0 \left[ 1 - \beta_T(T-T_0) + \beta_S(S-S_0) - \beta_p(p-p_0) \right]

Hydrostatic approximation:

dwdt=0\frac{dw}{dt} = 0
pz=ρg\frac{\partial p}{\partial z} = -\rho g

Rate of change of a rotating vector:

(dCdt)I=Ω×C\left(\frac{d\mathbf{C}}{dt}\right)_I = \mathbf{\Omega} \times \mathbf{C}

Rate of change of a rotating vector in a rotating frame:

(dBdt)I=(dBdt)R+Ω×B\left(\frac{d\mathbf{B}}{dt}\right)_I = \left(\frac{d\mathbf{B}}{dt}\right)_R + \mathbf{\Omega} \times \mathbf{B}

Rate of change of velocity in a rotating frame:

(duRdt)R=(duIdt)I2Ω×uRΩ×(Ω×r)\left( \frac{d \mathbf{u}_R}{dt} \right)_R = \left( \frac{d \mathbf{u}_I}{dt} \right)_I - 2 \mathbf{\Omega} \times \mathbf{u}_R - \mathbf{\Omega} \times \left( \mathbf{\Omega} \times \mathbf{r} \right)

Navier-Stokes equation with rotation:

ut+(u)u=1ρp1ρΦ2Ω×u+ν2u\frac{\partial \mathbf{u}}{\partial t} + \left( \mathbf{u} \cdot \nabla \right) \mathbf{u} = - \frac{1}{\rho} \nabla p - \frac{1}{\rho} \nabla \Phi - 2 \mathbf{\Omega} \times \mathbf{u} + \nu \nabla^2 \mathbf{u}

Coriolis parameter:

f=2Ωsin(θ)f = 2 \Omega \sin(\theta)

ff-plane approximation:

f=f0=2Ωsin(θ0)f = f_0 = 2 \Omega \sin(\theta_0)

β\beta-plane approximation:

f=f0+βyf = f_0 + \beta y
β=fy=2Ωcos(θ0)RE\beta = \frac{\partial f}{\partial y} = \frac{2\Omega\cos(\theta_0)}{R_E}

Geostrophic balance:

f×u=1ρp\mathbf{f} \times \mathbf{u} = - \frac{1}{\rho} \nabla p

Geostrophic velocity:

ug=1ρfpyu_g = - \frac{1}{\rho f} \frac{\partial p}{\partial y}
vg=1ρfpxv_g = \frac{1}{\rho f} \frac{\partial p}{\partial x}

Rossby number:

Ro(u)uf×uUfL\text{Ro} \equiv \frac{\left( \mathbf{u} \cdot \nabla \right) \mathbf{u}}{\mathbf{f} \times \mathbf{u}} \approx \frac{U}{fL}

Boussinesq approximation:

ρ=ρ0+δρ(x,y,z,t)\rho = \rho_0 + \delta \rho(x, y, z, t)
p=p0(z)+δp(x,y,z,t)p = p_0(z) + \delta p(x, y, z, t)

Boussinesq equations:

dudt+f×u=1ρ0δp+bk\frac{d \mathbf{u}}{dt} + \mathbf{f} \times \mathbf{u} = - \frac{1}{\rho_0} \nabla \delta p + b \mathbf{k}
u=0\nabla \cdot \mathbf{u} = 0
dTdt=T˙\frac{d T}{dt} = \dot{T}
dSdt=S˙\frac{d S}{dt} = \dot{S}
b=b(T,S,p)b = b(T, S, p)

Buoyancy:

b=gδρρ0b = - g \frac{\delta \rho}{\rho_0}

Thermal wind balance:

ugz=1fby\frac{\partial u_g}{\partial z} = - \frac{1}{f} \frac{\partial b}{\partial y}
vgz=1fbx\frac{\partial v_g}{\partial z} = \frac{1}{f} \frac{\partial b}{\partial x}

Potential density:

ρθ=ρ+p0gzcs2\rho_\theta = \rho + \frac{p_0 g z}{c_s^2}

Brunt-Väisälä (buoyancy) frequency:

N2=gρ~θρ~θzN^2 = - \frac{g}{\widetilde{\rho}_\theta} \frac{\partial \widetilde{\rho}_\theta}{\partial z}

Static instability:

ρ~θz<0(stable)\frac{\partial \widetilde{\rho}_\theta}{\partial z} < 0 \quad \text{(stable)}
ρ~θz>0(unstable)\frac{\partial \widetilde{\rho}_\theta}{\partial z} > 0 \quad \text{(unstable)}

Shallow water momentum equation:

dudt+f×u=gη\frac{d \mathbf{u}}{dt} + \mathbf{f} \times \mathbf{u} = - g \nabla \eta

Shallow water continuity equation:

ηt+(hu)=0\frac{\partial \eta}{\partial t} + \nabla \cdot (h \mathbf{u}) = 0

Inertial-gravity wave dispersion:

ω=f2+gH(k2+l2)\omega = \sqrt{f^2 + gH(k^2 + l^2)}

Gravity wave dispersion:

ω=gH(k2+l2)\omega = \sqrt{gH(k^2 + l^2)}

Inertial wave dispersion:

ω=f\omega = f

Kelvin wave:

u=u^0eyLdei(xgHt)u = \widehat{u}_0 e^{\frac{y}{L_d}} e^{i(x - \sqrt{gH} t)}
η=Hgu^0eyLdei(xgHt)\eta = \sqrt{\frac{H}{g}} \widehat{u}_0 e^{\frac{y}{L_d}} e^{i(x - \sqrt{gH} t)}

Rossby radius of deformation:

Ld=gHfL_d = \frac{\sqrt{gH}}{f}

Conservation of potential vorticity:

ddt(ζ+fh)=0\frac{d}{dt} \left( \frac{\zeta + f}{h} \right) = 0

Potential vorticity:

ζ+fh\frac{\zeta + f}{h}

Conservation of potential energy:

t(gh22)+(ugh22)+gh22u=0\frac{\partial}{\partial t} \left( \frac{gh^2}{2} \right) + \nabla \left( \mathbf{u} \frac{gh^2}{2} \right) + \frac{gh^2}{2} \nabla \cdot \mathbf{u} = 0

Conservation of kinetic energy:

t(hu22)+(uhu22)+gu(h22)=0\frac{\partial}{\partial t} \left( \frac{h \mathbf{u}^2}{2} \right) + \nabla \cdot \left( \mathbf{u} \frac{h \mathbf{u}^2}{2} \right) + g\mathbf{u}\nabla \left(\frac{h^2}{2}\right) = 0

Conservation of total energy:

Et=PEt+KEt\frac{\partial E}{\partial t} = \frac{\partial PE}{\partial t} + \frac{\partial KE}{\partial t}
t12(hu2+gh2)+[u(12hu2+gh2)]=0\frac{\partial}{\partial t} \frac{1}{2} \left(h\mathbf{u}^2 + gh^2\right) + \nabla \cdot \left[ \mathbf{u} \left( \frac{1}{2} h\mathbf{u}^2 + gh^2\right) \right] = 0
Et+(F)=0\frac{\partial E}{\partial t} + \nabla \cdot \left( \mathbf{F} \right) = 0

Energy flux:

F=u(12hu2+gh2)\mathbf{F} = \mathbf{u} \left( \frac{1}{2} h\mathbf{u}^2 + gh^2\right)

Rossby wave frequency:

ω=Ukβk\omega = Uk - \frac{\beta}{k}

Rossby wave phase speed:

cp=Uβk2c_p = U - \frac{\beta}{k^2}

Rossby wave group speed:

cg=U+βk2c_g = U + \frac{\beta}{k^2}

Reynolds decomposition:

u=u+u\mathbf{u} = \overline{\mathbf{u}} + \mathbf{u}'

Reynolds-averaged Navier-Stokes equation:

ut+(uu)=1ρp+ν2u+(uu)\frac{\partial \overline{\mathbf{u}}}{\partial t} + \nabla \cdot \left( \overline{\mathbf{u}}\, \overline{\mathbf{u}} \right) = - \frac{1}{\rho} \nabla \overline{p} + \nu \nabla^2 \overline{\mathbf{u}} + \nabla \cdot \left( \overline{\mathbf{u}' \mathbf{u}'} \right)

Reynolds-averaged continuity equation:

u=0\nabla \cdot \overline{\mathbf{u}} = 0

Turbulent Kinetic Energy:

k=12u2k = \frac{1}{2} \overline{\mathbf{u}'^2}

Turbulent Kinetic Energy budget:

kt+uk=12(uuu)(uu)u1ρup+δρρug+ν2kνuu\frac{\partial k}{\partial t} + \overline{\mathbf{u}} \cdot \nabla k = - \frac{1}{2} \nabla \cdot (\overline{\mathbf{u}' \mathbf{u}' \mathbf{u}'}) - (\overline{\mathbf{u}' \mathbf{u}'} \cdot \nabla) \overline{\mathbf{u}} - \frac{1}{\rho} \overline{\mathbf{u}' \nabla p'} + \overline{\frac{\delta \rho'}{\rho} \mathbf{u}' \cdot \mathbf{g}} + \nu \nabla^2 k - \nu \overline{\nabla \mathbf{u}' \cdot \nabla \mathbf{u}'}

Kolmogorov’s turbulence spectrum:

E(k)=Kε2/3(kε)5/3E(k) = \mathcal{K} \varepsilon^{2/3} \left( \frac{k}{\varepsilon} \right)^{5/3}

Wave phase:

ψ=kxωt\psi = kx - \omega t

Wave elevation:

η=acosψ\eta = a \cos\psi

Wave velocity potential:

ϕ=agωcosh[k(z+h)]cosh(kh)sinψ\phi = \frac{a g}{\omega} \frac{\cosh[k(z + h)]}{\cosh(kh)} \sin\psi

Wave orbital velocities:

u=ϕx=aωkcosh[k(z+h)]cosh(kh)cosψu = \frac{\partial \phi}{\partial x} = - \frac{a \omega}{k} \frac{\cosh[k(z + h)]}{\cosh(kh)} \cos\psi
w=ϕz=aωksinh[k(z+h)]cosh(kh)sinψw = \frac{\partial \phi}{\partial z} = \frac{a \omega}{k} \frac{\sinh[k(z + h)]}{\cosh(kh)} \sin\psi

Wave particle displacements:

ζ=u dt=aekzsinψ\zeta = \int u\ dt = - a e^{kz} \sin\psi
ξ=w dt=aekzcosψ\xi = \int w\ dt = a e^{kz} \cos\psi

Wave orbital accelerations:

ax=ut=aω2ekzsinψa_x = \frac{\partial u}{\partial t} = a \omega^2 e^{kz} \sin\psi
az=wt=aω2ekzcosψa_z = \frac{\partial w}{\partial t} = - a \omega^2 e^{kz} \cos\psi

Linear gravity wave dispersion:

ω=gktanh(kh)\omega = \sqrt{g k \tanh(kh)}

Deep water: khkh \to \infty

ω=gk\omega = \sqrt{g k}

Shallow water: kh0kh \to 0

ω=ghk\omega = \sqrt{gh} k

Phase speed:

Cp=ωkC_p = \frac{\omega}{k}

Deep water: khkh \to \infty

Cp=gkC_p = \sqrt{\frac{g}{k}}

Shallow water: kh0kh \to 0

Cp=ghC_p = \sqrt{gh}

Group speed:

Cg=ωkC_g = \frac{\partial \omega}{\partial k}

Deep water: khkh \to \infty

Cg=Cp2C_g = \frac{C_p}{2}

Shallow water: kh0kh \to 0

Cg=CpC_g = C_p

Stokes drift (deep water):

uSt=a2ωke2kzu_{St} = a^2 \omega k e^{2kz}

Wave energy balance:

Et+(CgE)=0\frac{\partial E}{\partial t} + \nabla \cdot \left( \mathbf{C_g} E \right) = 0